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Basic Stats
| Institutional Owners | 99 total, 99 long only, 0 short only, 0 long/short - change of 4.21% MRQ |
| Average Portfolio Allocation | 0.1213 % - change of -11.58% MRQ |
| Institutional Shares (Long) | 3,055,683 (ex 13D/G) - change of 0.05MM shares 1.66% MRQ |
| Institutional Value (Long) | $ 110,119 USD ($1000) |
Institutional Activity Summary
Based on the latest reported and disclosed 13F, NPORT and beneficial-ownership filings. Regulatory filings are delayed, so these figures reflect reporting lag and are not real-time ownership.
| Source | Owners | Shares | Value | % Shares |
|---|---|---|---|---|
| 13F Institutions | 108 | 3,047,276 | 109,875.36 | 99.72% |
| NPORT Funds | 1 | 8,407 | 291.92 | 0.28% |
No reported option positions.
Institutional Ownership and Shareholders
Innovator ETFs Trust - Innovator U.S. Small Cap Power Buffer ETF - October (US:KOCT) has 99 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 3,055,683 shares. Largest shareholders include HighTower Advisors, LLC, Compass Financial Group, Inc., Advisor Group Holdings, Inc., Principal Securities, Inc., Creative Planning, SageView Advisory Group, LLC, Cetera Investment Advisers, Commonwealth Equity Services, Llc, BFI Wealth Solutions, LLC, and Susquehanna International Group, Llp .
Innovator ETFs Trust - Innovator U.S. Small Cap Power Buffer ETF - October (BATS:KOCT) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.
The share price as of September 4, 2026 is 38.13 / share. Previously, on September 8, 2025, the share price was 32.43 / share. This represents an increase of 17.57% over that period.
Fund Sentiment Score
The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.
Update Frequency: Daily
See Ownership Explorer, which provides a list of highest-ranking companies.
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Institutional Put/Call Ratio
In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.
Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.
13F and NPORT Filings
Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
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| File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-12 | 13F | Emerald Investment Partners, Llc | 3,250 | 0.00 | 121 | 10.00 | ||||
| 2026-08-07 | 13F | Luminist Capital LLC | 337 | 12 | ||||||
| 2026-08-05 | 13F | Blue Bell Private Wealth Management, Llc | 44,431 | -0.09 | 1,660 | 10.01 | ||||
| 2026-07-23 | 13F | Nations Financial Group Inc, /ia/ /adv | 17,447 | -0.51 | 652 | 9.60 | ||||
| 2026-08-05 | 13F | Prime Capital Investment Advisors, LLC | 8,700 | -8.05 | 325 | 1.25 | ||||
| 2026-07-01 | 13F | Noble Wealth Management PBC | 1,800 | 0.00 | 67 | 9.84 | ||||
| 2026-08-12 | 13F | Harbour Investments, Inc. | 1,141 | -13.76 | 43 | -4.55 | ||||
| 2026-08-12 | 13F | First Commonwealth Financial Corp /pa/ | 10,656 | 71.70 | 398 | 89.52 | ||||
| 2026-07-23 | 13F | Capital Investment Advisory Services, LLC | 35,029 | 0.00 | 1,309 | 10.10 | ||||
| 2026-07-28 | 13F | Kestra Advisory Services, LLC | 35,934 | -14.80 | 1,343 | -6.15 | ||||
| 2026-07-08 | 13F | First Heartland Consultants, Inc. | 6,961 | -15.64 | 260 | -6.81 | ||||
| 2026-07-24 | 13F | Signaturefd, Llc | 6,527 | 0.00 | 244 | 9.95 | ||||
| 2026-07-14 | 13F | TopTier Wealth Management, LLC | 9,774 | -2.00 | 365 | 7.99 | ||||
| 2026-08-03 | 13F | Outlook Wealth Advisors, LLC | 6,808 | -22.25 | 254 | -14.48 | ||||
| 2026-08-13 | 13F | Creative Planning | 163,752 | -4.73 | 6,118 | 4.90 | ||||
| 2026-05-13 | 13F | Principal Securities, Inc. | 166,700 | -0.28 | 5,656 | 0.48 | ||||
| 2026-07-21 | 13F | Evolution Wealth Management Inc. | 100 | 0.00 | 4 | 0.00 | ||||
| 2026-07-21 | 13F | Vision Retirement, LLC | 305 | 11 | ||||||
| 2026-08-07 | 13F | BFI Wealth Solutions, LLC | 98,837 | 10.94 | 3,693 | 21.29 | ||||
| 2026-08-03 | 13F | Envestnet Asset Management Inc | 37,409 | -28.68 | 1,398 | -21.47 | ||||
| 2026-08-03 | 13F | AE Wealth Management LLC | 10,077 | -2.89 | 376 | 6.82 | ||||
| 2026-07-15 | 13F | Wealth Enhancement Advisory Services, Llc | 15,063 | -7.07 | 235 | -7.48 | ||||
| 2026-07-27 | 13F | Concurrent Investment Advisors, LLC | 22,779 | -9.63 | 851 | 0.35 | ||||
| 2026-07-09 | 13F | Fragasso Group Inc. | 20,353 | 0.00 | 760 | 9.04 | ||||
| 2026-08-14 | 13F | Larson Financial Group LLC | 353 | -29.40 | 13 | -18.75 | ||||
| 2026-07-10 | 13F | Fiduciary Financial Group, Llc | 13,699 | 0.00 | 512 | 10.13 | ||||
| 2026-05-15 | 13F | Mercer Global Advisors Inc /adv | 0 | -100.00 | 0 | |||||
| 2026-08-05 | 13F | HighTower Advisors, LLC | 297,483 | 3.45 | 11,114 | 13.92 | ||||
| 2026-08-13 | 13F | Morgan Stanley | 1 | 0.00 | 0 | |||||
| 2026-07-31 | 13F | Founders Financial Securities Llc | 37,226 | 12.20 | 1,391 | 19.93 | ||||
| 2026-07-20 | 13F | PFS Partners, LLC | 10,776 | 0.00 | 403 | 10.14 | ||||
| 2026-08-07 | 13F | Mml Investors Services, Llc | 9,593 | 35.06 | 358 | 49.17 | ||||
| 2026-08-11 | 13F | Wealth Alliance | 19,375 | -6.76 | 724 | 2.55 | ||||
| 2026-08-14 | 13F | Old Mission Capital Llc | 47,087 | 20.45 | 1,759 | 32.65 | ||||
| 2026-07-30 | 13F | Retirement Guys Formula Llc | 18,541 | -0.87 | 693 | 9.15 | ||||
| 2026-07-23 | 13F | Cape Investment Advisory, Inc. | 18,500 | 0.00 | 691 | 10.21 | ||||
| 2026-08-10 | 13F | PlanVest Financial, Inc | 350 | 0.00 | 13 | 18.18 | ||||
| 2026-07-15 | 13F | Independent Financial Group, Llc | 27,444 | 2.24 | 1,025 | 12.64 | ||||
| 2026-08-03 | 13F | Valtinson Bruner Financial Planning LLC | 42,093 | -0.70 | 1,573 | 9.32 | ||||
| 2026-07-31 | 13F | Wealthgarden F.s. Llc | 8,555 | 0.00 | 320 | 10.00 | ||||
| 2026-07-28 | 13F | Wedbush Securities Inc | 11,300 | 0.00 | 0 | |||||
| 2026-05-16 | 13F | Sunbelt Securities, Inc. | 33,011 | 24.65 | 1,120 | 25.59 | ||||
| 2026-04-29 | NP | AVTM - Avantis Total Equity Markets ETF | 8,407 | 292 | ||||||
| 2026-04-30 | 13F | Corrado Advisors, Llc | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-07-29 | 13F | Ashton Thomas Private Wealth, LLC | 3,740 | 0.00 | 140 | 10.32 | ||||
| 2026-08-26 | 13F | Schulz Wealth, LTD. | 5,930 | 222 | ||||||
| 2026-08-14 | 13F | Goldman Sachs Group Inc | 22,296 | -10.82 | 833 | -1.89 | ||||
| 2026-08-05 | 13F | Janney Montgomery Scott LLC | 20,975 | -0.47 | 1 | |||||
| 2026-08-10 | 13F | SRS Capital Advisors, Inc. | 29,396 | 1,098 | ||||||
| 2026-07-24 | 13F | DHJJ Financial Advisors, Ltd. | 49,663 | -0.09 | 1,855 | 10.02 | ||||
| 2026-07-28 | 13F | Axxcess Wealth Management, Llc | 12,228 | 0.00 | 457 | 10.14 | ||||
| 2026-08-14 | 13F | Raymond James Financial Inc | 26,437 | -0.55 | 988 | 9.54 | ||||
| 2026-04-30 | 13F | Commons Capital, Llc | 0 | -100.00 | 0 | |||||
| 2026-08-13 | 13F | Steward Partners Investment Advisory, Llc | 2,387 | 0.00 | 89 | 11.25 | ||||
| 2026-08-17 | 13F/A | FSA Advisors, Inc. | 11,984 | -1.14 | 448 | 8.76 | ||||
| 2026-09-01 | 13F/A | Citadel Advisors Llc | 7,535 | 12.48 | 282 | 23.79 | ||||
| 2026-08-14 | 13F | Susquehanna International Group, Llp | 70,589 | 2,637 | ||||||
| 2026-08-11 | 13F | Atlantic Private Wealth, LLC | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-08-14 | 13F | MAI Capital Management | 6,415 | 0.00 | 240 | 10.14 | ||||
| 2026-08-13 | 13F | Captrust Financial Advisors | 9,300 | 0.00 | 347 | 10.16 | ||||
| 2026-08-10 | 13F | SageView Advisory Group, LLC | 163,752 | -4.73 | 6,118 | 4.90 | ||||
| 2026-05-14 | 13F | Cwm, Llc | 20,825 | -26.47 | 707 | |||||
| 2026-07-30 | 13F/A | Cambridge Investment Research Advisors, Inc. | 19,237 | -13.81 | 1 | |||||
| 2026-08-12 | 13F | Cetera Investment Advisers | 136,706 | -22.72 | 5,107 | -14.90 | ||||
| 2026-08-04 | 13F | Compass Financial Group, Inc. | 239,489 | -0.43 | 8,947 | 9.64 | ||||
| 2026-08-13 | 13F | O'shaughnessy Asset Management, Llc | 307 | 0.00 | 11 | 10.00 | ||||
| 2026-07-17 | 13F | Farther Finance Advisors, LLC | 180 | 0.00 | 7 | 0.00 | ||||
| 2026-05-20 | 13F/A | Arete Wealth Advisors, LLC | 0 | -100.00 | 0 | |||||
| 2026-07-24 | 13F | Diligent Investors, LLC | 13,036 | -7.12 | 487 | 2.31 | ||||
| 2026-08-13 | 13F | Wood Tarver Financial Group, LLC | 23,056 | 0.00 | 1 | |||||
| 2026-07-23 | 13F | Red Reef Advisors Llc | 4,526 | -4.23 | 169 | 5.63 | ||||
| 2026-07-27 | 13F | Private Advisor Group, LLC | 7,770 | 0.00 | 290 | 10.27 | ||||
| 2026-07-24 | 13F | Gilpin Wealth Management, Llc | 400 | 0.00 | 15 | 7.69 | ||||
| 2026-07-28 | 13F | Truist Financial Corp | 38,010 | -29.18 | 1,420 | -21.98 | ||||
| 2026-04-16 | 13F | Brookstone Capital Management | 0 | -100.00 | 0 | |||||
| 2026-07-15 | 13F | NorthCrest Asset Manangement, LLC | 8,776 | 0.00 | 328 | 9.00 | ||||
| 2026-07-06 | 13F | CoreCap Advisors, LLC | 6,957 | 48.27 | 260 | 62.89 | ||||
| 2026-08-07 | 13F | Resources Investment Advisors, LLC. | 41,960 | 16.76 | 1,568 | 28.55 | ||||
| 2026-08-05 | 13F | Advisor OS, LLC | 8,435 | -3.42 | 315 | 6.42 | ||||
| 2026-07-07 | 13F | Elmwood Wealth Management, Inc. | 6,100 | -27.81 | 228 | -20.63 | ||||
| 2026-07-29 | 13F | Financial Network Wealth Advisors LLC | 1,238 | 0.00 | 46 | 9.52 | ||||
| 2026-08-12 | 13F | GWM Advisors LLC | 8,867 | 15.82 | 331 | 4,628.57 | ||||
| 2026-08-07 | 13F | Global Strategic Investment Solutions, LLC | 51,826 | -6.02 | 1,936 | 3.47 | ||||
| 2026-08-11 | 13F | Stratos Wealth Advisors, LLC | 32,415 | -2.86 | 1,211 | 6.98 | ||||
| 2026-07-16 | 13F | BCS Wealth Management | 9,090 | -7.86 | 340 | 1.50 | ||||
| 2026-08-07 | 13F | Long Island Wealth Management, Inc. | 19,598 | 0.00 | 732 | 10.24 | ||||
| 2026-08-14 | 13F | Advisor Group Holdings, Inc. | 181,221 | 8.24 | 6,770 | 19.19 | ||||
| 2026-08-11 | 13F | Tradition Wealth Management, LLC | 10,850 | -8.44 | 405 | 0.75 | ||||
| 2026-08-05 | 13F | Capital Analysts, Inc. | 0 | -100.00 | 0 | |||||
| 2026-06-23 | 13F | Mtm Financial Group, Llc | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-08-07 | 13F | Sigma Planning Corp | 9,359 | 0.65 | 350 | 10.79 | ||||
| 2026-08-12 | 13F | Advisory Services Network, LLC | 14,954 | 0.00 | 559 | 10.06 | ||||
| 2026-05-13 | 13F/A | Jpmorgan Chase & Co | 0 | -100.00 | 0 | |||||
| 2026-08-13 | 13F | Rockefeller Capital Management L.P. | 230 | 0.00 | 9 | 14.29 | ||||
| 2026-08-12 | 13F | Colony Group, LLC | 38,791 | 1,449 | ||||||
| 2026-07-29 | 13F | Cornerstone Wealth, LLC/TN | 13,210 | 0.00 | 495 | 4.88 | ||||
| 2026-08-11 | 13F | Compass Advisory Group LLC | 20,326 | -0.27 | 759 | 9.84 | ||||
| 2026-08-13 | 13F | Pensionmark Financial Group, Llc | 7,224 | -3.47 | 263 | 3.95 | ||||
| 2026-05-01 | 13F | BKD Wealth Advisors, LLC | 0 | -100.00 | 0 | |||||
| 2026-07-24 | 13F | CRA Financial Services, LLC | 7,620 | 0.00 | 285 | 10.08 | ||||
| 2026-08-07 | 13F | LPL Financial LLC | 61,892 | 9.99 | 2,312 | 21.11 | ||||
| 2026-07-21 | 13F | Winnow Wealth Llc | 5,876 | -2.26 | 220 | 7.88 | ||||
| 2026-07-29 | 13F | Commonwealth Equity Services, Llc | 125,507 | -12.46 | 4,689 | -2.88 | ||||
| 2026-04-07 | 13F | U.S. Capital Wealth Advisors, LLC | 28,360 | -7.22 | 962 | -6.51 | ||||
| 2026-07-20 | 13F | IFP Advisors, Inc | 25,617 | -6.22 | 957 | 3.35 | ||||
| 2026-07-23 | 13F | AdvisorNet Financial, Inc | 3,306 | 0.00 | 124 | 9.82 | ||||
| 2026-08-13 | 13F | Quantinno Capital Management LP | 11,438 | 0.00 | 427 | 10.05 | ||||
| 2026-08-11 | 13F | Keating Financial Advisory Services, Inc. | 13,352 | 0.00 | 499 | 10.18 | ||||
| 2026-08-14 | 13F | Vantage Point Financial LLC | 7,155 | 0.00 | 267 | 10.33 |