KOCT - Innovator ETFs Trust - Innovator U.S. Small Cap Power Buffer ETF - October Stock - Stock Price, Institutional Ownership, Shareholders

Innovator ETFs Trust - Innovator U.S. Small Cap Power Buffer ETF - October
US ˙ BATS

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Basic Stats
Institutional Owners 99 total, 99 long only, 0 short only, 0 long/short - change of 4.21% MRQ
Average Portfolio Allocation 0.1213 % - change of -11.58% MRQ
Institutional Shares (Long) 3,055,683 (ex 13D/G) - change of 0.05MM shares 1.66% MRQ
Institutional Value (Long) $ 110,119 USD ($1000)
Institutional Activity Summary

Based on the latest reported and disclosed 13F, NPORT and beneficial-ownership filings. Regulatory filings are delayed, so these figures reflect reporting lag and are not real-time ownership.

Ownership Flow
Buyers Increase 22
Sellers Decrease 43
Unchanged34
Newly reported7
Exited / no longer reported10
Net shares changed Decrease -34,605
Net value changed Decrease -3,155,672.72
New / Exited
Newly reported7
New shares153,755
New value5,721.72
Exited / no longer reported10
Prior shares exited206,842
Prior value exited3,169,025.00
Concentration
Total disclosed shares3,055,683
Top 5 concentration34.32%
Top 10 concentration53.80%
Based on disclosed shares.
Filing Freshness
Latest report dateJ 30
Latest file dateS 01
Avg reporting lag 36 days
Stale holders0
Fresh filings100.00%
No newer filing in more than 180 days
Stale means no newer filing has been observed for the holder.
Source Breakdown
Source Breakdown
Source Owners Shares Value % Shares
13F Institutions 108 3,047,276 109,875.36 99.72%
NPORT Funds 1 8,407 291.92 0.28%
13F: quarterly institutional holdings. NPORT: fund portfolio holdings. Activist (13D/G): beneficial-ownership filings above 5%.
Reported Institutional Options Exposure

No reported option positions.

Institutional Ownership and Shareholders

Innovator ETFs Trust - Innovator U.S. Small Cap Power Buffer ETF - October (US:KOCT) has 99 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 3,055,683 shares. Largest shareholders include HighTower Advisors, LLC, Compass Financial Group, Inc., Advisor Group Holdings, Inc., Principal Securities, Inc., Creative Planning, SageView Advisory Group, LLC, Cetera Investment Advisers, Commonwealth Equity Services, Llc, BFI Wealth Solutions, LLC, and Susquehanna International Group, Llp .

Innovator ETFs Trust - Innovator U.S. Small Cap Power Buffer ETF - October (BATS:KOCT) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 4, 2026 is 38.13 / share. Previously, on September 8, 2025, the share price was 32.43 / share. This represents an increase of 17.57% over that period.

Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

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Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2026-08-12 13F Emerald Investment Partners, Llc 3,250 0.00 121 10.00
2026-08-07 13F Luminist Capital LLC 337 12
2026-08-05 13F Blue Bell Private Wealth Management, Llc 44,431 -0.09 1,660 10.01
2026-07-23 13F Nations Financial Group Inc, /ia/ /adv 17,447 -0.51 652 9.60
2026-08-05 13F Prime Capital Investment Advisors, LLC 8,700 -8.05 325 1.25
2026-07-01 13F Noble Wealth Management PBC 1,800 0.00 67 9.84
2026-08-12 13F Harbour Investments, Inc. 1,141 -13.76 43 -4.55
2026-08-12 13F First Commonwealth Financial Corp /pa/ 10,656 71.70 398 89.52
2026-07-23 13F Capital Investment Advisory Services, LLC 35,029 0.00 1,309 10.10
2026-07-28 13F Kestra Advisory Services, LLC 35,934 -14.80 1,343 -6.15
2026-07-08 13F First Heartland Consultants, Inc. 6,961 -15.64 260 -6.81
2026-07-24 13F Signaturefd, Llc 6,527 0.00 244 9.95
2026-07-14 13F TopTier Wealth Management, LLC 9,774 -2.00 365 7.99
2026-08-03 13F Outlook Wealth Advisors, LLC 6,808 -22.25 254 -14.48
2026-08-13 13F Creative Planning 163,752 -4.73 6,118 4.90
2026-05-13 13F Principal Securities, Inc. 166,700 -0.28 5,656 0.48
2026-07-21 13F Evolution Wealth Management Inc. 100 0.00 4 0.00
2026-07-21 13F Vision Retirement, LLC 305 11
2026-08-07 13F BFI Wealth Solutions, LLC 98,837 10.94 3,693 21.29
2026-08-03 13F Envestnet Asset Management Inc 37,409 -28.68 1,398 -21.47
2026-08-03 13F AE Wealth Management LLC 10,077 -2.89 376 6.82
2026-07-15 13F Wealth Enhancement Advisory Services, Llc 15,063 -7.07 235 -7.48
2026-07-27 13F Concurrent Investment Advisors, LLC 22,779 -9.63 851 0.35
2026-07-09 13F Fragasso Group Inc. 20,353 0.00 760 9.04
2026-08-14 13F Larson Financial Group LLC 353 -29.40 13 -18.75
2026-07-10 13F Fiduciary Financial Group, Llc 13,699 0.00 512 10.13
2026-05-15 13F Mercer Global Advisors Inc /adv 0 -100.00 0
2026-08-05 13F HighTower Advisors, LLC 297,483 3.45 11,114 13.92
2026-08-13 13F Morgan Stanley 1 0.00 0
2026-07-31 13F Founders Financial Securities Llc 37,226 12.20 1,391 19.93
2026-07-20 13F PFS Partners, LLC 10,776 0.00 403 10.14
2026-08-07 13F Mml Investors Services, Llc 9,593 35.06 358 49.17
2026-08-11 13F Wealth Alliance 19,375 -6.76 724 2.55
2026-08-14 13F Old Mission Capital Llc 47,087 20.45 1,759 32.65
2026-07-30 13F Retirement Guys Formula Llc 18,541 -0.87 693 9.15
2026-07-23 13F Cape Investment Advisory, Inc. 18,500 0.00 691 10.21
2026-08-10 13F PlanVest Financial, Inc 350 0.00 13 18.18
2026-07-15 13F Independent Financial Group, Llc 27,444 2.24 1,025 12.64
2026-08-03 13F Valtinson Bruner Financial Planning LLC 42,093 -0.70 1,573 9.32
2026-07-31 13F Wealthgarden F.s. Llc 8,555 0.00 320 10.00
2026-07-28 13F Wedbush Securities Inc 11,300 0.00 0
2026-05-16 13F Sunbelt Securities, Inc. 33,011 24.65 1,120 25.59
2026-04-29 NP AVTM - Avantis Total Equity Markets ETF 8,407 292
2026-04-30 13F Corrado Advisors, Llc 0 -100.00 0 -100.00
2026-07-29 13F Ashton Thomas Private Wealth, LLC 3,740 0.00 140 10.32
2026-08-26 13F Schulz Wealth, LTD. 5,930 222
2026-08-14 13F Goldman Sachs Group Inc 22,296 -10.82 833 -1.89
2026-08-05 13F Janney Montgomery Scott LLC 20,975 -0.47 1
2026-08-10 13F SRS Capital Advisors, Inc. 29,396 1,098
2026-07-24 13F DHJJ Financial Advisors, Ltd. 49,663 -0.09 1,855 10.02
2026-07-28 13F Axxcess Wealth Management, Llc 12,228 0.00 457 10.14
2026-08-14 13F Raymond James Financial Inc 26,437 -0.55 988 9.54
2026-04-30 13F Commons Capital, Llc 0 -100.00 0
2026-08-13 13F Steward Partners Investment Advisory, Llc 2,387 0.00 89 11.25
2026-08-17 13F/A FSA Advisors, Inc. 11,984 -1.14 448 8.76
2026-09-01 13F/A Citadel Advisors Llc 7,535 12.48 282 23.79
2026-08-14 13F Susquehanna International Group, Llp 70,589 2,637
2026-08-11 13F Atlantic Private Wealth, LLC 0 -100.00 0 -100.00
2026-08-14 13F MAI Capital Management 6,415 0.00 240 10.14
2026-08-13 13F Captrust Financial Advisors 9,300 0.00 347 10.16
2026-08-10 13F SageView Advisory Group, LLC 163,752 -4.73 6,118 4.90
2026-05-14 13F Cwm, Llc 20,825 -26.47 707
2026-07-30 13F/A Cambridge Investment Research Advisors, Inc. 19,237 -13.81 1
2026-08-12 13F Cetera Investment Advisers 136,706 -22.72 5,107 -14.90
2026-08-04 13F Compass Financial Group, Inc. 239,489 -0.43 8,947 9.64
2026-08-13 13F O'shaughnessy Asset Management, Llc 307 0.00 11 10.00
2026-07-17 13F Farther Finance Advisors, LLC 180 0.00 7 0.00
2026-05-20 13F/A Arete Wealth Advisors, LLC 0 -100.00 0
2026-07-24 13F Diligent Investors, LLC 13,036 -7.12 487 2.31
2026-08-13 13F Wood Tarver Financial Group, LLC 23,056 0.00 1
2026-07-23 13F Red Reef Advisors Llc 4,526 -4.23 169 5.63
2026-07-27 13F Private Advisor Group, LLC 7,770 0.00 290 10.27
2026-07-24 13F Gilpin Wealth Management, Llc 400 0.00 15 7.69
2026-07-28 13F Truist Financial Corp 38,010 -29.18 1,420 -21.98
2026-04-16 13F Brookstone Capital Management 0 -100.00 0
2026-07-15 13F NorthCrest Asset Manangement, LLC 8,776 0.00 328 9.00
2026-07-06 13F CoreCap Advisors, LLC 6,957 48.27 260 62.89
2026-08-07 13F Resources Investment Advisors, LLC. 41,960 16.76 1,568 28.55
2026-08-05 13F Advisor OS, LLC 8,435 -3.42 315 6.42
2026-07-07 13F Elmwood Wealth Management, Inc. 6,100 -27.81 228 -20.63
2026-07-29 13F Financial Network Wealth Advisors LLC 1,238 0.00 46 9.52
2026-08-12 13F GWM Advisors LLC 8,867 15.82 331 4,628.57
2026-08-07 13F Global Strategic Investment Solutions, LLC 51,826 -6.02 1,936 3.47
2026-08-11 13F Stratos Wealth Advisors, LLC 32,415 -2.86 1,211 6.98
2026-07-16 13F BCS Wealth Management 9,090 -7.86 340 1.50
2026-08-07 13F Long Island Wealth Management, Inc. 19,598 0.00 732 10.24
2026-08-14 13F Advisor Group Holdings, Inc. 181,221 8.24 6,770 19.19
2026-08-11 13F Tradition Wealth Management, LLC 10,850 -8.44 405 0.75
2026-08-05 13F Capital Analysts, Inc. 0 -100.00 0
2026-06-23 13F Mtm Financial Group, Llc 0 -100.00 0 -100.00
2026-08-07 13F Sigma Planning Corp 9,359 0.65 350 10.79
2026-08-12 13F Advisory Services Network, LLC 14,954 0.00 559 10.06
2026-05-13 13F/A Jpmorgan Chase & Co 0 -100.00 0
2026-08-13 13F Rockefeller Capital Management L.P. 230 0.00 9 14.29
2026-08-12 13F Colony Group, LLC 38,791 1,449
2026-07-29 13F Cornerstone Wealth, LLC/TN 13,210 0.00 495 4.88
2026-08-11 13F Compass Advisory Group LLC 20,326 -0.27 759 9.84
2026-08-13 13F Pensionmark Financial Group, Llc 7,224 -3.47 263 3.95
2026-05-01 13F BKD Wealth Advisors, LLC 0 -100.00 0
2026-07-24 13F CRA Financial Services, LLC 7,620 0.00 285 10.08
2026-08-07 13F LPL Financial LLC 61,892 9.99 2,312 21.11
2026-07-21 13F Winnow Wealth Llc 5,876 -2.26 220 7.88
2026-07-29 13F Commonwealth Equity Services, Llc 125,507 -12.46 4,689 -2.88
2026-04-07 13F U.S. Capital Wealth Advisors, LLC 28,360 -7.22 962 -6.51
2026-07-20 13F IFP Advisors, Inc 25,617 -6.22 957 3.35
2026-07-23 13F AdvisorNet Financial, Inc 3,306 0.00 124 9.82
2026-08-13 13F Quantinno Capital Management LP 11,438 0.00 427 10.05
2026-08-11 13F Keating Financial Advisory Services, Inc. 13,352 0.00 499 10.18
2026-08-14 13F Vantage Point Financial LLC 7,155 0.00 267 10.33
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