NPFD - Nuveen Variable Rate Preferred & Income Fund Stock - Stock Price, Institutional Ownership, Shareholders

Nuveen Variable Rate Preferred & Income Fund
US ˙ NYSE ˙ US67080R1023

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Basic Stats
Institutional Owners 56 total, 56 long only, 0 short only, 0 long/short - change of -3.45% MRQ
Average Portfolio Allocation 0.1132 % - change of 102.27% MRQ
Institutional Shares (Long) 7,864,158 (ex 13D/G) - change of 0.06MM shares 0.72% MRQ
Institutional Value (Long) $ 96,754 USD ($1000)
Institutional Activity Summary

Based on the latest reported and disclosed 13F, NPORT and beneficial-ownership filings. Regulatory filings are delayed, so these figures reflect reporting lag and are not real-time ownership.

Ownership Flow
Buyers Increase 21
Sellers Decrease 22
Unchanged12
Newly reported6
Exited / no longer reported14
Net shares changed Decrease -385,286
Net value changed Decrease -1,516,539.34
New / Exited
Newly reported6
New shares290,621
New value5,194.58
Exited / no longer reported14
Prior shares exited935,575
Prior value exited1,521,595.00
Concentration
Total disclosed shares8,176,603
Top 5 concentration71.25%
Top 10 concentration86.33%
Based on disclosed shares.
Filing Freshness
Latest report dateJ 30
Latest file dateA 18
Avg reporting lag 37 days
Stale holders0
Fresh filings100.00%
No newer filing in more than 180 days
Stale means no newer filing has been observed for the holder.
Source Breakdown
Source Breakdown
Source Owners Shares Value % Shares
13F Institutions 65 7,864,158 96,779.62 96.18%
NPORT Funds 4 312,445 6,152.04 3.82%
13F: quarterly institutional holdings. NPORT: fund portfolio holdings. Activist (13D/G): beneficial-ownership filings above 5%.
Reported Institutional Options Exposure

No reported option positions.

Institutional Ownership and Shareholders

Nuveen Variable Rate Preferred & Income Fund (US:NPFD) has 56 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7,864,158 shares. Largest shareholders include Sit Investment Associates Inc, Morgan Stanley, Royal Bank Of Canada, Advisors Asset Management, Inc., UBS Group AG, Wells Fargo & Company/mn, Invesco Ltd., Atlas Wealth LLC, PCEF - Invesco CEF Income Composite ETF, and Cohen & Steers, Inc. .

Nuveen Variable Rate Preferred & Income Fund (NYSE:NPFD) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 4, 2026 is 18.68 / share. Previously, on September 8, 2025, the share price was 19.64 / share. This represents a decline of 4.89% over that period.

Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

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Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2026-04-30 13G FIRST TRUST PORTFOLIOS LP 1,888,128 7.81
2025-08-05 13G/A MORGAN STANLEY 594,330 1,567,793 163.79 6.50 160.00
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2026-08-12 13F Stifel Financial Corp 154,395 -1.17 2,906 2.47
2026-08-13 13F Virtu Financial LLC 14,622 0
2026-04-23 NP FCEF - First Trust CEF Income Opportunity ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 83,784 15.02 1,650 14.91
2026-08-14 13F Cohen & Steers, Inc. 205,000 0.00 4 0.00
2026-08-17 13F Equitable Holdings, Inc. 41,584 0.49 783 4.13
2026-04-23 13F Catalina Capital Group, LLC 12,572 -46.68 228 -49.11
2026-08-03 13F Envestnet Asset Management Inc 42,371 -31.29 797 -28.78
2026-05-27 NP YYY - Amplify High Income ETF 0 -100.00 0 -100.00
2026-08-12 13F Cetera Investment Advisers 47,557 -22.37 895 -19.44
2026-08-14 13F Bank Of America Corp /de/ 23,357 -13.04 440 -9.86
2026-05-12 13F Jane Street Group, Llc 0 -100.00 0
2026-08-12 13F Summit Financial, LLC 50,421 0.85 957 4.48
2026-08-14 13F Wiley Bros.-aintree Capital, Llc 15,083 0.36 284 4.04
2026-07-27 13F Whittier Trust Co Of Nevada Inc 533 0.00 10 0.00
2026-08-10 13F Wolverine Asset Management Llc 0 -100.00 0 -100.00
2026-05-12 13F Smith Chas P & Associates Pa Cpas 18,000 -14.29 327 -18.30
2026-08-07 13F BlackRock, Inc. 0 -100.00 0 -100.00
2026-07-20 13F IFP Advisors, Inc 611 11
2026-07-20 13F Walled Lake Planning & Wealth Management, Llc 11,767 0.00 221 3.76
2026-07-24 13F Uhlmann Price Securities, Llc 20,294 2.15 382 5.83
2026-05-06 13F Assetmark, Inc 44 0.00 1
2026-07-20 13F/A Merit Financial Group, LLC 10,791 0.85 203 4.64
2026-08-14 13F Barclays Plc 2,800 53
2026-08-07 13F Lido Advisors, LLC 15,054 0.00 286 3.64
2026-04-27 13F Rareview Capital LLC 0 -100.00 0
2026-08-13 13F Advisors Asset Management, Inc. 444,389 14.66 8,363 18.89
2026-08-14 13F Invesco Ltd. 265,957 2.35 5,005 6.13
2026-07-30 13F Carnegie Capital Asset Management, LLC 0 -100.00 0 -100.00
2026-07-28 13F Wedbush Securities Inc 36,897 19.35 1
2026-07-27 13F Seed Wealth Management, Inc. 17,030 0.00 321 3.56
2026-07-20 13F Sage Capital Management, LLC 13,500 0.00 254 3.67
2026-08-14 13F Royal Bank Of Canada 587,471 -10.70 11,056 -7.40
2026-08-18 13F Concorde Asset Management, LLC 0 -100.00 0 -100.00
2026-08-12 13F Us Bancorp \de\ 947 0.00 18 0.00
2026-08-07 13F LPL Financial LLC 18,883 -8.30 355 -4.83
2026-08-14 13F Wells Fargo & Company/mn 270,297 -30.22 5,087 -27.65
2026-08-05 13F WPG Advisers, LLC 1,375 -0.36 26 0.00
2026-08-12 13F Bessemer Group Inc 27,976 0.00 1
2026-08-06 13F Global Retirement Partners, LLC 19,744 12.96 372 11.75
2026-07-29 13F Root Financial Partners, LLC 0 -100.00 0 -100.00
2026-08-12 13F Sit Investment Associates Inc 2,408,758 -0.68 45 2.27
2026-08-05 13F Janney Montgomery Scott LLC 30,635 19.86 1
2026-08-14 13F Hrt Financial Lp 0 -100.00 0
2026-08-13 13F UBS Group AG 416,649 8.62 7,841 12.64
2026-04-28 NP PCEF - Invesco CEF Income Composite ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 228,661 -7.49 4,502 -7.58
2026-07-17 13F Farther Finance Advisors, LLC 458 0.00 9 0.00
2026-08-10 13F SRS Capital Advisors, Inc. 6,101 115
2026-08-12 13F Evolve Private Wealth, Llc 64,082 -6.84 1,216 -2.56
2026-08-13 13F Morgan Stanley 1,968,184 -1.42 37,041 2.22
2026-08-05 13F Accredited Investor Services, Llc 11,658 -3.11 219 0.46
2026-07-06 13F CoreCap Advisors, LLC 2,539 0.00 48 2.17
2026-07-08 13F FNY Investment Advisers, LLC 700 0.00 0
2026-05-11 13F Penserra Capital Management LLC 0 -100.00 0
2026-07-29 13F Commonwealth Equity Services, Llc 67,225 7.98 1,265 6.84
2026-08-05 13F Fifth Third Bancorp 974 -36.46 18 -33.33
2026-07-14 13F Ritter Daniher Financial Advisory LLC / DE 3,269 -31.42 62 -29.07
2026-08-13 13F Osbon Capital Management Llc 0 -100.00 0 -100.00
2026-08-14 13F Advisor Group Holdings, Inc. 18,027 417.42 339 438.10
2026-08-14 13F Millennium Management Llc 12,328 -55.92 232 -54.24
2026-08-11 13F First Trust Advisors Lp 127,209 4.30 2,394 8.18
2026-05-28 NP RDFI - RAREVIEW DYNAMIC FIXED INCOME ETF 0 -100.00 0 -100.00
2026-08-07 13F Pinnacle Wealth Planning Services, Inc. 3,112 -0.06 59 3.57
2026-07-31 13F Motco 0 -100.00 0
2026-08-12 13F Integrated Wealth Concepts LLC 3,100 58
2026-07-27 13F Closed-End Fund Advisors, Inc. 51,519 -5.46 970 -2.02
2026-08-04 13F Rsm Us Wealth Management Llc 12,756 -7.21 242 -3.59
2026-08-13 13F Rockefeller Capital Management L.P. 166 -86.47 3 -86.36
2026-07-28 13F Atlas Wealth LLC 263,387 4,957
2026-08-12 13F Advisory Services Network, LLC 0 -100.00 0 -100.00
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