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Basic Stats
| Institutional Owners | 56 total, 56 long only, 0 short only, 0 long/short - change of -3.45% MRQ |
| Average Portfolio Allocation | 0.1132 % - change of 102.27% MRQ |
| Institutional Shares (Long) | 7,864,158 (ex 13D/G) - change of 0.06MM shares 0.72% MRQ |
| Institutional Value (Long) | $ 96,754 USD ($1000) |
Institutional Activity Summary
Based on the latest reported and disclosed 13F, NPORT and beneficial-ownership filings. Regulatory filings are delayed, so these figures reflect reporting lag and are not real-time ownership.
| Source | Owners | Shares | Value | % Shares |
|---|---|---|---|---|
| 13F Institutions | 65 | 7,864,158 | 96,779.62 | 96.18% |
| NPORT Funds | 4 | 312,445 | 6,152.04 | 3.82% |
No reported option positions.
Institutional Ownership and Shareholders
Nuveen Variable Rate Preferred & Income Fund (US:NPFD) has 56 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7,864,158 shares. Largest shareholders include Sit Investment Associates Inc, Morgan Stanley, Royal Bank Of Canada, Advisors Asset Management, Inc., UBS Group AG, Wells Fargo & Company/mn, Invesco Ltd., Atlas Wealth LLC, PCEF - Invesco CEF Income Composite ETF, and Cohen & Steers, Inc. .
Nuveen Variable Rate Preferred & Income Fund (NYSE:NPFD) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.
The share price as of September 4, 2026 is 18.68 / share. Previously, on September 8, 2025, the share price was 19.64 / share. This represents a decline of 4.89% over that period.
Fund Sentiment Score
The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.
Update Frequency: Daily
See Ownership Explorer, which provides a list of highest-ranking companies.
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Institutional Put/Call Ratio
In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.
Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.
13D/G Filings
We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.
Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.
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| File Date | Form | Investor | Prev Shares |
Latest Shares |
Δ Shares (Percent) |
Ownership (Percent) |
Δ Ownership (Percent) |
|
|---|---|---|---|---|---|---|---|---|
| 2026-04-30 | FIRST TRUST PORTFOLIOS LP | 1,888,128 | 7.81 | |||||
| 2025-08-05 | MORGAN STANLEY | 594,330 | 1,567,793 | 163.79 | 6.50 | 160.00 |
13F and NPORT Filings
Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
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| File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-12 | 13F | Stifel Financial Corp | 154,395 | -1.17 | 2,906 | 2.47 | ||||
| 2026-08-13 | 13F | Virtu Financial LLC | 14,622 | 0 | ||||||
| 2026-04-23 | NP | FCEF - First Trust CEF Income Opportunity ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 83,784 | 15.02 | 1,650 | 14.91 | ||||
| 2026-08-14 | 13F | Cohen & Steers, Inc. | 205,000 | 0.00 | 4 | 0.00 | ||||
| 2026-08-17 | 13F | Equitable Holdings, Inc. | 41,584 | 0.49 | 783 | 4.13 | ||||
| 2026-04-23 | 13F | Catalina Capital Group, LLC | 12,572 | -46.68 | 228 | -49.11 | ||||
| 2026-08-03 | 13F | Envestnet Asset Management Inc | 42,371 | -31.29 | 797 | -28.78 | ||||
| 2026-05-27 | NP | YYY - Amplify High Income ETF | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-08-12 | 13F | Cetera Investment Advisers | 47,557 | -22.37 | 895 | -19.44 | ||||
| 2026-08-14 | 13F | Bank Of America Corp /de/ | 23,357 | -13.04 | 440 | -9.86 | ||||
| 2026-05-12 | 13F | Jane Street Group, Llc | 0 | -100.00 | 0 | |||||
| 2026-08-12 | 13F | Summit Financial, LLC | 50,421 | 0.85 | 957 | 4.48 | ||||
| 2026-08-14 | 13F | Wiley Bros.-aintree Capital, Llc | 15,083 | 0.36 | 284 | 4.04 | ||||
| 2026-07-27 | 13F | Whittier Trust Co Of Nevada Inc | 533 | 0.00 | 10 | 0.00 | ||||
| 2026-08-10 | 13F | Wolverine Asset Management Llc | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-05-12 | 13F | Smith Chas P & Associates Pa Cpas | 18,000 | -14.29 | 327 | -18.30 | ||||
| 2026-08-07 | 13F | BlackRock, Inc. | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-07-20 | 13F | IFP Advisors, Inc | 611 | 11 | ||||||
| 2026-07-20 | 13F | Walled Lake Planning & Wealth Management, Llc | 11,767 | 0.00 | 221 | 3.76 | ||||
| 2026-07-24 | 13F | Uhlmann Price Securities, Llc | 20,294 | 2.15 | 382 | 5.83 | ||||
| 2026-05-06 | 13F | Assetmark, Inc | 44 | 0.00 | 1 | |||||
| 2026-07-20 | 13F/A | Merit Financial Group, LLC | 10,791 | 0.85 | 203 | 4.64 | ||||
| 2026-08-14 | 13F | Barclays Plc | 2,800 | 53 | ||||||
| 2026-08-07 | 13F | Lido Advisors, LLC | 15,054 | 0.00 | 286 | 3.64 | ||||
| 2026-04-27 | 13F | Rareview Capital LLC | 0 | -100.00 | 0 | |||||
| 2026-08-13 | 13F | Advisors Asset Management, Inc. | 444,389 | 14.66 | 8,363 | 18.89 | ||||
| 2026-08-14 | 13F | Invesco Ltd. | 265,957 | 2.35 | 5,005 | 6.13 | ||||
| 2026-07-30 | 13F | Carnegie Capital Asset Management, LLC | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-07-28 | 13F | Wedbush Securities Inc | 36,897 | 19.35 | 1 | |||||
| 2026-07-27 | 13F | Seed Wealth Management, Inc. | 17,030 | 0.00 | 321 | 3.56 | ||||
| 2026-07-20 | 13F | Sage Capital Management, LLC | 13,500 | 0.00 | 254 | 3.67 | ||||
| 2026-08-14 | 13F | Royal Bank Of Canada | 587,471 | -10.70 | 11,056 | -7.40 | ||||
| 2026-08-18 | 13F | Concorde Asset Management, LLC | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-08-12 | 13F | Us Bancorp \de\ | 947 | 0.00 | 18 | 0.00 | ||||
| 2026-08-07 | 13F | LPL Financial LLC | 18,883 | -8.30 | 355 | -4.83 | ||||
| 2026-08-14 | 13F | Wells Fargo & Company/mn | 270,297 | -30.22 | 5,087 | -27.65 | ||||
| 2026-08-05 | 13F | WPG Advisers, LLC | 1,375 | -0.36 | 26 | 0.00 | ||||
| 2026-08-12 | 13F | Bessemer Group Inc | 27,976 | 0.00 | 1 | |||||
| 2026-08-06 | 13F | Global Retirement Partners, LLC | 19,744 | 12.96 | 372 | 11.75 | ||||
| 2026-07-29 | 13F | Root Financial Partners, LLC | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-08-12 | 13F | Sit Investment Associates Inc | 2,408,758 | -0.68 | 45 | 2.27 | ||||
| 2026-08-05 | 13F | Janney Montgomery Scott LLC | 30,635 | 19.86 | 1 | |||||
| 2026-08-14 | 13F | Hrt Financial Lp | 0 | -100.00 | 0 | |||||
| 2026-08-13 | 13F | UBS Group AG | 416,649 | 8.62 | 7,841 | 12.64 | ||||
| 2026-04-28 | NP | PCEF - Invesco CEF Income Composite ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 228,661 | -7.49 | 4,502 | -7.58 | ||||
| 2026-07-17 | 13F | Farther Finance Advisors, LLC | 458 | 0.00 | 9 | 0.00 | ||||
| 2026-08-10 | 13F | SRS Capital Advisors, Inc. | 6,101 | 115 | ||||||
| 2026-08-12 | 13F | Evolve Private Wealth, Llc | 64,082 | -6.84 | 1,216 | -2.56 | ||||
| 2026-08-13 | 13F | Morgan Stanley | 1,968,184 | -1.42 | 37,041 | 2.22 | ||||
| 2026-08-05 | 13F | Accredited Investor Services, Llc | 11,658 | -3.11 | 219 | 0.46 | ||||
| 2026-07-06 | 13F | CoreCap Advisors, LLC | 2,539 | 0.00 | 48 | 2.17 | ||||
| 2026-07-08 | 13F | FNY Investment Advisers, LLC | 700 | 0.00 | 0 | |||||
| 2026-05-11 | 13F | Penserra Capital Management LLC | 0 | -100.00 | 0 | |||||
| 2026-07-29 | 13F | Commonwealth Equity Services, Llc | 67,225 | 7.98 | 1,265 | 6.84 | ||||
| 2026-08-05 | 13F | Fifth Third Bancorp | 974 | -36.46 | 18 | -33.33 | ||||
| 2026-07-14 | 13F | Ritter Daniher Financial Advisory LLC / DE | 3,269 | -31.42 | 62 | -29.07 | ||||
| 2026-08-13 | 13F | Osbon Capital Management Llc | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-08-14 | 13F | Advisor Group Holdings, Inc. | 18,027 | 417.42 | 339 | 438.10 | ||||
| 2026-08-14 | 13F | Millennium Management Llc | 12,328 | -55.92 | 232 | -54.24 | ||||
| 2026-08-11 | 13F | First Trust Advisors Lp | 127,209 | 4.30 | 2,394 | 8.18 | ||||
| 2026-05-28 | NP | RDFI - RAREVIEW DYNAMIC FIXED INCOME ETF | 0 | -100.00 | 0 | -100.00 | ||||
| 2026-08-07 | 13F | Pinnacle Wealth Planning Services, Inc. | 3,112 | -0.06 | 59 | 3.57 | ||||
| 2026-07-31 | 13F | Motco | 0 | -100.00 | 0 | |||||
| 2026-08-12 | 13F | Integrated Wealth Concepts LLC | 3,100 | 58 | ||||||
| 2026-07-27 | 13F | Closed-End Fund Advisors, Inc. | 51,519 | -5.46 | 970 | -2.02 | ||||
| 2026-08-04 | 13F | Rsm Us Wealth Management Llc | 12,756 | -7.21 | 242 | -3.59 | ||||
| 2026-08-13 | 13F | Rockefeller Capital Management L.P. | 166 | -86.47 | 3 | -86.36 | ||||
| 2026-07-28 | 13F | Atlas Wealth LLC | 263,387 | 4,957 | ||||||
| 2026-08-12 | 13F | Advisory Services Network, LLC | 0 | -100.00 | 0 | -100.00 |