SMTK - SmartKem, Inc. Stock - Stock Price, Institutional Ownership, Shareholders

SmartKem, Inc.
US ˙ NASDAQCM ˙ Gold

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Basic Stats
Institutional Owners 16 total, 16 long only, 0 short only, 0 long/short - change of 6.67% MRQ
Average Portfolio Allocation 0.0011 % - change of -70.82% MRQ
Shares Outstanding shares (source: Capital IQ)
Institutional Shares (Long) 1,511,692 - 267.43% (ex 13D/G) - change of 0.15MM shares 11.25% MRQ
Institutional Value (Long) $ 365 USD ($1000)
Institutional Activity Summary

Based on the latest reported and disclosed 13F, NPORT and beneficial-ownership filings. Regulatory filings are delayed, so these figures reflect reporting lag and are not real-time ownership.

Ownership Flow
Buyers Increase 9
Sellers Decrease 3
Unchanged0
Newly reported6
Exited / no longer reported8
Net shares changed Increase 1,028,910
Net value changed Decrease -265,894.59
New / Exited
Newly reported6
New shares907,981
New value222.46
Exited / no longer reported8
Prior shares exited1,082,004
Prior value exited266,161.00
Concentration
Total disclosed shares1,511,692
Top 5 concentration93.87%
Top 10 concentration99.98%
Based on disclosed shares.
Filing Freshness
Latest report dateJ 30
Latest file dateS 01
Avg reporting lag 43 days
Stale holders1
Fresh filings95.00%
No newer filing in more than 180 days
Stale means no newer filing has been observed for the holder.
Source Breakdown
Source Breakdown
Source Owners Shares Value % Shares
13F Institutions 20 1,511,692 369.41 100.00%
13F: quarterly institutional holdings. NPORT: fund portfolio holdings. Activist (13D/G): beneficial-ownership filings above 5%.
Reported Institutional Options Exposure

No reported option positions.

Institutional Ownership and Shareholders

SmartKem, Inc. (US:SMTK) has 16 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,511,692 shares. Largest shareholders include Jane Street Group, Llc, Peak6 Llc, Rossby Financial, LCC, Citadel Advisors Llc, Virtu Financial LLC, Geode Capital Management, Llc, CI Private Wealth, LLC, PFG Investments, LLC, XTX Topco Ltd, and Rockefeller Capital Management L.P. .

SmartKem, Inc. (NASDAQCM:SMTK) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 3, 2026 is 2.38 / share. Previously, on September 8, 2025, the share price was 71.00 / share. This represents a decline of 96.65% over that period.

IMPORTANT: This company has reported a 50 to 1 reverse split as of 2026-08-21. The ownership data on this page IS NOT adjusted for this split. It is incumbent upon the reader to determine if this split affects this data and adjust the figures appropriately. Our engineering team is working on a solution to provide split-adjusted figures in the future.

Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

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Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2026-08-04 13G/A Lizzio Joseph Christopher 419,000 419,000 0.00 1.62 -78.82
2026-07-27 13G/A HIRSCHMAN ORIN 678,500 1,095,791 61.50 4.90 -50.51
2026-01-21 13G/A Five Narrow Lane LP 410,583 287,187 -30.05 4.69 -37.40
2025-11-14 13G/A Bleichroeder LP 231,666 231,666 0.00 4.10 -18.65
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

IMPORTANT: This company has reported a 50 to 1 reverse split as of 2026-08-21. The ownership data on this page IS NOT adjusted for this split. It is incumbent upon the reader to determine if this split affects this data and adjust the figures appropriately. Our engineering team is working on a solution to provide split-adjusted figures in the future.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2026-09-01 13F/A Citadel Advisors Llc 173,063 674.23 42 740.00
2026-08-10 13F Portfolio Strategies, Inc. 0 -100.00 0 -100.00
2026-03-09 13F/A CI Private Wealth, LLC 17,284 -10.37 25 -25.00
2026-08-04 13F Rossby Financial, LCC 296,000 25.42 73 30.91
2026-05-14 13F Bleichroeder LP 0 -100.00 0
2026-08-14 13F XTX Topco Ltd 14,497 -39.10 4 -40.00
2026-04-15 13F Sightline Wealth Advisors, LLC 0 -100.00 0
2026-05-22 13F Wellington Grp LLC 0 -100.00 0
2026-08-13 13F Rockefeller Capital Management L.P. 1,000 0
2026-07-23 13F PFG Investments, LLC 16,000 -39.62 4 -50.00
2026-08-14 13F Jane Street Group, Llc 524,023 128
2026-08-14 13F Financial Plan, Inc. 0 -100.00 0 -100.00
2026-08-13 13F UBS Group AG 84 0
2026-08-13 13F Virtu Financial LLC 86,867 222.90 0
2026-08-14 13F Two Sigma Securities, Llc 0 -100.00 0 -100.00
2026-08-14 13F Hrt Financial Lp 0 -100.00 0
2026-08-13 13F Peak6 Llc 339,051 83
2026-08-07 13F AIGH Capital Management LLC 0 -100.00 0
2026-08-10 13F SRS Capital Advisors, Inc. 145 0
2026-08-12 13F Geode Capital Management, Llc 43,678 11
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