UDEC - Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December Stock - Stock Price, Institutional Ownership, Shareholders

Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December
US ˙ BATS

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Basic Stats
Institutional Owners 126 total, 126 long only, 0 short only, 0 long/short - change of 13.51% MRQ
Average Portfolio Allocation 0.1727 % - change of -6.79% MRQ
Institutional Shares (Long) 5,306,888 (ex 13D/G) - change of -1.51MM shares -22.15% MRQ
Institutional Value (Long) $ 213,369 USD ($1000)
Institutional Activity Summary

Based on the latest reported and disclosed 13F, NPORT and beneficial-ownership filings. Regulatory filings are delayed, so these figures reflect reporting lag and are not real-time ownership.

Ownership Flow
Buyers Increase 35
Sellers Decrease 52
Unchanged39
Newly reported17
Exited / no longer reported15
Net shares changed Decrease -1,555,107
Net value changed Decrease -7,909,110.32
New / Exited
Newly reported17
New shares279,255
New value10,549.19
Exited / no longer reported15
Prior shares exited214,473
Prior value exited7,863,018.00
Concentration
Total disclosed shares5,306,888
Top 5 concentration38.12%
Top 10 concentration54.01%
Based on disclosed shares.
Filing Freshness
Latest report dateJ 30
Latest file dateS 01
Avg reporting lag 33 days
Stale holders0
Fresh filings100.00%
No newer filing in more than 180 days
Stale means no newer filing has been observed for the holder.
Source Breakdown
Source Breakdown
Source Owners Shares Value % Shares
13F Institutions 141 5,306,888 213,429.68 100.00%
13F: quarterly institutional holdings. NPORT: fund portfolio holdings. Activist (13D/G): beneficial-ownership filings above 5%.
Reported Institutional Options Exposure

No reported option positions.

Institutional Ownership and Shareholders

Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December (US:UDEC) has 126 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 5,306,888 shares. Largest shareholders include Talon Private Wealth, LLC, Commonwealth Equity Services, Llc, Brookstone Capital Management, Legacy Capital Wealth Management, Llc, Raymond James Financial Inc, Advisor Group Holdings, Inc., Tounjian Advisory Partners, Llc, Envestnet Asset Management Inc, C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors, and Foundations Investment Advisors, LLC .

Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December (BATS:UDEC) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 3, 2026 is 42.77 / share. Previously, on September 8, 2025, the share price was 37.69 / share. This represents an increase of 13.47% over that period.

Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

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Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2026-07-02 13G/A Brookstone Capital Management 1,875,637 314,145 -83.25 5.30 -78.11
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2026-08-14 13F Coppell Advisory Solutions LLC 10,143 42
2026-08-10 13F WPWealth LLP 7,520 0.00 313 7.19
2026-07-28 13F WealthPLAN Partners, LLC 16,042 -23.76 669 -18.24
2026-08-14 13F Old Mission Capital Llc 21,834 24.26 910 33.43
2026-08-12 13F Emerald Investment Partners, Llc 17,695 -2.22 738 4.99
2026-08-06 13F Summit Asset Management, LLC 9,570 -9.93 399 -3.40
2026-07-23 13F Capital Investment Advisory Services, LLC 5,866 0.00 244 7.49
2026-07-08 13F First Heartland Consultants, Inc. 8,729 8.79 364 16.72
2026-07-01 13F Noble Wealth Management PBC 2,000 0.00 83 7.79
2026-07-15 13F Spire Wealth Management 64,538 -2.44 2,690 4.67
2026-05-08 13F Camelot Portfolios, LLC 0 -100.00 0
2026-08-18 13F Kingsview Wealth Management, LLC 13,806 0.14 575 7.48
2026-07-10 13F William Mack & Associates, Inc. 9,223 0.00 384 7.26
2026-08-07 13F Mml Investors Services, Llc 37,106 -1.43 1,547 5.75
2026-07-27 13F Gladstone Institutional Advisory LLC 28,230 -1.40 1,177 5.85
2026-04-08 13F Wealth Enhancement Advisory Services, Llc 0 -100.00 0
2026-07-22 13F Chris Bulman Inc 0 -100.00 0
2026-08-10 13F Arkadios Wealth Advisors 0 -100.00 0 -100.00
2026-08-14 13F Hrt Financial Lp 12,135 1
2026-07-27 13F Cornerstone Wealth Group, LLC 7,857 0.00 327 3.15
2026-08-17 13F Centaurus Financial, Inc. 7,885 0.00 0
2026-07-14 13F Lakeridge Wealth Management LLC 18,531 0.00 772 7.37
2026-07-23 13F Strategic Blueprint, LLC 44,260 -0.76 1,845 6.47
2026-08-12 13F/A Arete Wealth Advisors, LLC 24,661 -39.09 1,028 -34.71
2026-07-28 13F WealthPlan Investment Management, LLC 49,201 -5.49 2,051 1.38
2026-08-05 13F HighTower Advisors, LLC 49,022 3.16 2,043 10.73
2026-08-14 13F Guardian Wealth Advisors, Llc / Nc 0 -100.00 0 -100.00
2026-07-10 13F Fiduciary Financial Group, Llc 22,702 -11.40 946 -4.92
2026-07-29 13F NWF Advisory Services Inc. 12,729 -5.74 531 1.15
2026-08-03 13F AE Wealth Management LLC 19,228 10.36 801 18.49
2026-08-13 13F Zacks Investment Management 6,627 276
2026-04-20 13F Kestra Private Wealth Services, Llc 14,400 -37.39 559 -38.64
2026-07-20 13F C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 155,556 4.33 6,484 11.95
2026-08-03 13F Envestnet Asset Management Inc 162,403 -25.02 6,769 -19.54
2026-08-14 13F Raymond James Financial Inc 212,240 -2.04 8,846 5.12
2026-07-22 13F Kfg Wealth Management, Llc 99,124 -2.03 4,131 5.14
2026-08-03 13F NewCorp Financial Services, Inc. 10,679 0.00 445 7.49
2026-07-31 13F WorthPointe, LLC 7,482 0.00 312 7.24
2026-05-15 13F Royal Bank Of Canada 0 -100.00 0
2026-08-04 13F Berger Financial Group, Inc 83,354 -5.69 3,474 1.22
2026-08-11 13F Garden State Investment Advisory Services LLC 14,186 -0.87 591 6.49
2026-04-30 13F Simplicity Wealth,LLC 0 -100.00 0
2026-08-11 13F Wealth Alliance 7,866 0.00 328 7.21
2026-08-12 13F Harbour Investments, Inc. 10,589 -3.35 441 3.76
2026-07-24 13F EverSource Wealth Advisors, LLC 300 0.00 13 9.09
2026-08-14 13F Wells Fargo & Company/mn 3,282 137
2026-08-13 13F Wood Tarver Financial Group, LLC 7,825 0.00 0
2026-07-29 13F Ashton Thomas Private Wealth, LLC 306 -75.46 13 -75.00
2026-05-12 13F Jane Street Group, Llc 0 -100.00 0
2026-08-03 13F Archer Investment Corp 10,422 -14.65 434 -8.44
2026-05-15 13F Jessup Wealth Management, Inc 0 -100.00 0
2026-08-13 13F Steward Partners Investment Advisory, Llc 8,246 -4.78 344 2.08
2026-07-28 13F Wedbush Securities Inc 7,267 0.00 0
2026-07-28 13F Axxcess Wealth Management, Llc 14,084 0.00 587 7.31
2026-07-20 13F Triumph Capital Management 3,483 -52.63 145 -49.12
2026-07-29 13F Sovran Advisors, LLC 126,112 -9.55 5,271 -7.38
2026-08-12 13F Cetera Investment Advisers 62,745 -3.97 2,615 3.07
2026-08-18 13F Beacon Pointe Advisors, LLC 5,436 0.00 227 7.11
2026-08-12 13F Madison Wealth Partners, Inc 6,627 276
2026-07-24 13F DHJJ Financial Advisors, Ltd. 4,907 0.00 205 7.37
2026-08-07 13F Diversify Advisory Services, LLC 14,900 622
2026-08-04 13F Money Concepts Capital Corp 26,661 -26.47 1,111 -21.09
2026-08-13 13F Morgan Stanley 1,547 43.77 64 56.10
2026-07-24 13F Bright Futures Wealth Management, LLC. 6,679 -0.62 278 6.51
2026-08-13 13F Creative Planning 12,125 -26.64 505 -21.22
2026-07-20 13F UMA Financial Services, Inc. 4,550 0.00 190 7.39
2026-05-08 13F Allegiance Financial Group Advisory Services LLC 0 -100.00 0
2026-09-01 13F/A Citadel Advisors Llc 32,310 61.51 1,347 73.45
2026-07-09 13F FC Advisory LLC 5,489 0.00 229 7.04
2026-08-14 13F Ausdal Financial Partners, Inc. 7,397 -3.21 308 4.05
2026-08-10 13F SageView Advisory Group, LLC 11,371 -31.20 474 -26.21
2026-08-12 13F Jpmorgan Chase & Co 2,645 110
2026-08-14 13F Bank Of America Corp /de/ 8,368 349
2026-05-08 13F Maia Wealth LLC 0 -100.00 0
2026-07-30 13F/A Cambridge Investment Research Advisors, Inc. 73,484 -10.56 3 0.00
2026-08-05 13F Gwn Securities Inc. 5,224 0.00 218 7.43
2026-08-14 13F Advisor Group Holdings, Inc. 207,415 1.86 8,645 9.32
2026-08-06 13F Hartland & Co., LLC 8,291 0.00 346 7.14
2026-07-07 13F Castle Rock Wealth Management, LLC 37,195 -0.33 1,551 6.60
2026-08-07 13F IMG Wealth Management, Inc. 53,547 4.43 2,232 12.05
2026-07-08 13F Sonoma Allocations LLC 25,569 -0.96 1,068 5.85
2026-08-05 13F Virtue Capital Management, LLC 42,628 -1.52 1,777 7.12
2026-07-30 13F Bravias Capital Group, LLC 16,016 0.00 668 7.23
2026-07-15 13F MBL Wealth, LLC 71,935 0.47 2,998 7.84
2026-07-28 13F Kestra Advisory Services, LLC 101,861 -23.79 4,246 -18.22
2026-08-13 13F Legacy Capital Wealth Management, Llc 241,913 7.25 10,083 15.09
2026-07-23 13F Red Reef Advisors Llc 7,000 0.00 292 7.38
2026-08-14 13F Susquehanna International Group, Llp 32,137 -27.80 1,339 -22.51
2026-08-07 13F Tounjian Advisory Partners, Llc 180,440 7,521
2026-07-23 13F Kellett Schaffner Wealth Advisors LLC 6,097 2.57 254 10.43
2026-07-13 13F Richard P Slaughter Associates Inc 0 -100.00 0
2026-07-28 13F Truist Financial Corp 57,463 -1.54 2,395 5.69
2026-07-30 13F Diversify Wealth Management, Llc 14,900 0.00 622 2.64
2026-08-11 13F Regatta Research & Money Management 557 23
2026-07-16 13F PFG Advisors 12,922 -1.94 539 5.28
2026-08-14 13F Cerity Partners LLC 12,083 61.00 504 72.85
2026-07-07 13F Harbor Investment Advisory, Llc 1,458 0.00 61 7.14
2026-08-12 13F Aptus Capital Advisors, LLC 2,400 0.00 100 7.53
2026-07-21 13F Central Valley Advisors, Llc 88,897 -2.68 3,705 4.45
2026-07-31 13F Belpointe Asset Management LLC 5,947 0.00 248 7.39
2026-08-12 13F GWM Advisors LLC 14,810 -1.18 617 4,307.14
2026-08-04 13F Redwood Family Wealth LLC 9,264 -23.29 386 -17.70
2026-07-15 13F Milestone Asset Management, Llc 72,820 -3.80 3,035 3.23
2026-08-11 13F Stratos Wealth Advisors, LLC 10,000 0.00 417 7.22
2026-08-13 13F Highland Investment Advisors LLC 1,326 55
2026-08-12 13F Compass Financial Management Llc 123 5
2026-08-07 13F Sigma Planning Corp 10,001 0.00 417 7.22
2026-08-07 13F MY Wealth Management Inc. 5,272 220
2026-08-10 13F Great Valley Advisor Group, Inc. 7,320 0.00 305 7.39
2026-08-14 13F Betterment LLC 4,908 0
2026-08-07 13F LPL Financial LLC 54,164 17.45 2,258 26.02
2026-08-25 13F Advus Financial Partners, LLC 13,085 0.00 545 7.28
2026-08-11 13F Compass Advisory Group LLC 9,200 0.00 383 7.28
2026-08-13 13F Captrust Financial Advisors 33,630 0.00 1,402 7.27
2026-08-13 13F Rockefeller Capital Management L.P. 1,695 71
2026-08-14 13F Ameritas Advisory Services, LLC 29,567 10.59 1,232 18.69
2026-08-10 13F AssuredPartners Investment Advisors, LLC 38,904 -13.68 1,622 -8.00
2026-07-14 13F Family Legacy Financial Solutions, LLC 11,100 -20.14 463 -14.76
2026-05-15 13F Talon Private Wealth, LLC 926,565 -3.30 35,988 3.06
2026-08-12 13F Advisory Services Network, LLC 41,908 0.00 1,747 7.31
2026-07-30 13F Signature Equity Partners, LLC 7,515 -1.64 313 5.74
2026-07-15 13F Brookstone Capital Management 314,144 -83.35 13,094 -82.13
2026-07-17 13F O'Connor Financial Group LLC 7,232 0.00 301 7.50
2026-08-14 13F Barclays Plc 1 0
2026-05-04 13F Rps Advisory Solutions Llc 0 -100.00 0
2026-07-20 13F TrustBank 16,900 -0.82 704 6.51
2026-08-11 13F Keating Financial Advisory Services, Inc. 60 0.00 3 0.00
2026-05-08 13F Pnc Financial Services Group, Inc. 0 -100.00 0
2026-07-21 13F Ronald Blue Trust, Inc. 10,950 0.00 456 7.29
2026-07-20 13F IFP Advisors, Inc 1,889 269.67 79 310.53
2026-08-13 13F Quantinno Capital Management LP 14,084 0.00 587 7.31
2026-08-14 13F Foundations Investment Advisors, LLC 137,623 -12.25 5,736 -5.83
2026-07-29 13F Commonwealth Equity Services, Llc 328,134 -7.71 13,677 -2.96
2026-08-13 13F BCJ Capital Management, LLC 78,712 -13.40 3,281 -7.08
2026-05-11 13F Integrity Advisory Solutions, LLC 0 -100.00 0
2026-07-21 13F Old Port Advisors 16,875 0.00 703 7.33
2026-07-13 13F Steel Peak Wealth Management LLC 20,206 842
2026-07-27 13F Mtm Financial Group, Llc 5,459 0.00 228 7.08
2026-05-06 13F Assetmark, Inc 431 13.42 17 6.67
2026-07-09 13F Lantz Financial LLC 18,165 -3.57 757 3.56
2026-07-14 13F Octavia Wealth Advisors, LLC 25,364 -3.15 1,057 3.93
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